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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-08
MD RA APPROVED 2009-08-26
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • MD RA
    APPROVED
    Since 2009-08-26

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Sandy Spring, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Chevy Chase MD 03/2008 Present
City National Bank Chevy Chase MD 04/2017 Present
  • 03/2008 → Present
    Chevy Chase, MD
  • 04/2017 → Present
    City National Bank
    Chevy Chase, MD
Previous Registrations
Other Businesses

(1) PJ DESIGNS; ADDRESS: 1610 STONEY CREEK ROAD EDINBURG, VA 22844; BUSINESS DESCRIPTION: INTERIOR DESIGN; NOT INVESTMENT RELATED; START DATE: 01/05/2011; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) LHL; ADDRESS: 1610 STONEY CREEK ROAD EDINBURG, VA 22864; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 01/05/2011; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) LAX4LIFE; ADDRESS: 17212 DOCTOR BIRD ROAD, SANDY SPRING, MD 20860; NOT INVESTMENT //RELATED; BUSINESS DESCRIPTION: LACROSSE PROGRAM; CAPACITY: OWNER-ACTIVE; START DATE: 8/17/2018; DUTIES: RUN THE PROGRAM; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (4) NAME OF ENTITY: Old Dominion University ADDRESS: Norfolk, Va INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Committee Member CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 09/20/2014 DUTIES: Advise to business school on development HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 5) NAME OF ENTITY: Rental House ADDRESS: @190 Cultura Circle Mount Pleasant SC INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental house START DATE: 01.01.24 CAPACITY: Owner - Active DUTIES: Landlord HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 6) NAME OF ENTITY: Rental House ADDRESS: 14000 coastal highway ocean city md INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental house START DATE: 02.08.15 CAPACITY: Owner - Active DUTIES: Landlord HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-14
S63 Uniform Securities Agent State Law Examination 1993-07-21
  • S65 Uniform Investment Adviser Law Examination
    1993-12-14
  • S63 Uniform Securities Agent State Law Examination
    1993-07-21
Other Names
  • John Thomas Gerald

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