John Thomas Gerold

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Llc
  Chevy Chase, MD
• 04/2017 → Present
  City National Bank
  Chevy Chase, MD

Previous Registrations

• 2003-04-15 → 2004-07-19
  Oppenheimer Asset Management
  New York, NY
• 2003-01-03 → 2003-04-15
  Oppenheimer & Co. Inc.
  Washington, DC
• 2001-01-19 → 2003-01-03
  Cibc World Markets Corp.
  Washington, DC

Other Businesses

(1) PJ DESIGNS; ADDRESS: 1610 STONEY CREEK ROAD EDINBURG, VA 22844; BUSINESS DESCRIPTION: INTERIOR DESIGN; NOT INVESTMENT RELATED; START DATE: 01/05/2011; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) LHL; ADDRESS: 1610 STONEY CREEK ROAD EDINBURG, VA 22864; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 01/05/2011; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) LAX4LIFE; ADDRESS: 17212 DOCTOR BIRD ROAD, SANDY SPRING, MD 20860; NOT INVESTMENT //RELATED; BUSINESS DESCRIPTION: LACROSSE PROGRAM; CAPACITY: OWNER-ACTIVE; START DATE: 8/17/2018; DUTIES: RUN THE PROGRAM; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (4) NAME OF ENTITY: Old Dominion University ADDRESS: Norfolk, Va INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Committee Member CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 09/20/2014 DUTIES: Advise to business school on development HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 5) NAME OF ENTITY: Rental House ADDRESS: @190 Cultura Circle Mount Pleasant SC INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental house START DATE: 01.01.24 CAPACITY: Owner - Active DUTIES: Landlord HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 6) NAME OF ENTITY: Rental House ADDRESS: 14000 coastal highway ocean city md INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental house START DATE: 02.08.15 CAPACITY: Owner - Active DUTIES: Landlord HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-14
• S63 Uniform Securities Agent State Law Examination
  1993-07-21

Other Names

• John Thomas Gerald