James Theodore Celico

Current Employers

Employment History

• 07/2008 → Present
  The Ria Network Group, Llc
  Barrington, RI
• 04/2016 → 01/2018
  Fdx Capital Llc
  New York, NY
• 02/2018 → 05/2020
  Avalon Securities, Ltd
  New York, NY
• 09/2017 → Present
  Transparent Investment Solutions, Llc
  Barrington, RI
• 01/2018 → 05/2020
  Cambridge Wilkinson
  New York, NY
• 07/2021 → Present
  North Capital Private Securities
  Salt Lake City, UT
• 12/2021 → Present
  Adaptive Distribution Group Llc
  Barrington, RI

Previous Registrations

• 2020-05-12 → 2021-09-07
  Transparent Investment Solutions Llc
  Barrington, RI
  Barrington, RI

Other Businesses

(1) June 2016- Managing Member, New England Office Network LLC - Not Investment Related - located at 57 Maple Avenue, Barrington RI 02806. Real Estate Rental Prop Mgmt spending 3-5 hours a month, variable during trading hours providing administrative assistance and ops overnight. (2) July 2008, Managing Member, The RIA Network Group, LLC (including Alphacentric, which is a client of the RIA Network) - Non-Investment Related - located at 21 Central Avenue, Barrington RI 02806, consulting, spending 20-80 variable hours a month, on occasion during trading hours providing sales, consulting on strategy, communications, etc. (3) July 2007 - Managing Member of WH Charter Co, LLC located at 21 Central Avenue Barrington RI 02806. Real Estate Rentals spending 0-3 hours a month, rarely during trading hours provided some admin and maintenance coordination. (4) Adaptive Distribution Group LLC - This entity will act as a general contractor for one consulting client. Entity will hire 1099 sub contractors to provide services via such as tele marketing, business development, IT and marketing. 25 hours per week, not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2018-05-21
• S63 Uniform Securities Agent State Law Examination
  2016-08-29

Other Names

• James T. Celico
• Jim Celico
• James T Celico
• James T Celico