Roberto Mario Paredes

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 11/2020
  Mariner Wealth Advisors
  San Diego, CA
• 01/2012 → 12/2019
  Msec, Llc
  San Diego, CA
• 01/2021 → Present
  Lido Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2012-01-13 → 2020-12-01
  Mariner
  Overland Park, KS
  San Diego, CA
• 2007-09-05 → 2012-01-04
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
  Irvine, CA
  Newport Beach, CA
• 2006-07-11 → 2006-11-28
  Banc Of America Investment Services, Inc.
  Newport Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-15
• S63 Uniform Securities Agent State Law Examination
  1993-08-19