James Earl Vann

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Kovak Securities, Inc
  Ft. Lauderdale, FL
• 01/2015 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2008-01-08 → 2014-12-31
  Resource Horizons Investment Advisory, Inc.
  Kennesaw, GA
• 2006-08-21 → 2007-12-31
  Resource Horizons Group Llc
  Kennesaw, GA
  Kennesaw, GA
  Marietta, GA
• 2003-03-20 → 2006-08-07
  Mml Investors Services, Llc
  Kennesaw, GA
  Kennesaw, GA

Other Businesses

1) DBA: LBS WEALTH ADVISORS - 1354 MURRAYS LOCH PLACE, NW, KENNESAW, GA 30152; DBA FOR JAMES E. VANN TO CONDUCT SECURITIES BUSINESS; INVESTMENT RELATED; SELLING SECURITIES; 75% OF TIME SPENT 2) FIXED INSURANCE - 1354 MURRAYS LOCH PLACE, NW, KENNESAW, GA 30152; TERM, UNIVERSAL AND WHOLE LIFE, LTC, DISABILITY, GROUP HEALTH, DENTAL, LTD, STD, VISION; NON INVESTMENT RELATED; AGENT; SELL INSURANCE; 24% OF TIME SPENT

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-06-22

Other Names

• Jamie Vann
• James E Vann