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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-19
AL RA APPROVED 2012-07-13
TN RA APPROVED 2009-01-27
  • TX RA
    APPROVED_RES
    Since 2019-07-19
  • AL RA
    APPROVED
    Since 2012-07-13
  • TN RA
    APPROVED
    Since 2009-01-27

Branch Locations

1111 Northshore Drive Suite S-600, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Knoxville TN 01/2009 Present
Raymond James Financial Services Advisors Inc. Knoxville TN 01/2009 Present
Vol Network Knoxville TN 08/1999 Present
Pinnacle Bank Knoxville TN 10/2016 Present
  • 01/2009 → Present
    Raymond James Financial Services
    Knoxville, TN
  • 01/2009 → Present
    Knoxville, TN
  • 08/1999 → Present
    Vol Network
    Knoxville, TN
  • 10/2016 → Present
    Pinnacle Bank
    Knoxville, TN
Previous Registrations
  • 2004-03-12 → 2009-01-15
    First Horizon Advisors, Inc.
    Knoxville, TN
    Knoxville, TN
  • 2008-12-11 → 2009-01-15
    Ftb Advisors, Inc.
    Memphis, TN
Other Businesses

(1)Name of Business: Align Private Wealth Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/09/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business Development (2)Name of Business: Pinnacle Asset Managment Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/09/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Build relationships with Pinnacle partners ,seek prospects for bank and PAM ,meet with clients to discuss goals objectives and manage client assets (3)Name of Business: Pinnacle Bank Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/28/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-25
  • S63 Uniform Securities Agent State Law Examination
    1999-03-25
Other Names
  • Jeff Francis
  • Jeff Lee Francis

View on SEC IAPD

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