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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| AL | RA | APPROVED | 2012-07-13 |
| TN | RA | APPROVED | 2009-01-27 |
Branch Locations
1111 Northshore Drive Suite S-600, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Knoxville | TN | 01/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Knoxville | TN | 01/2009 | Present |
| Vol Network | Knoxville | TN | 08/1999 | Present |
| Pinnacle Bank | Knoxville | TN | 10/2016 | Present |
(1)Name of Business: Align Private Wealth Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/09/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business Development (2)Name of Business: Pinnacle Asset Managment Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/09/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Build relationships with Pinnacle partners ,seek prospects for bank and PAM ,meet with clients to discuss goals objectives and manage client assets (3)Name of Business: Pinnacle Bank Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/28/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-25 |
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