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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2020-02-20
CT RA APPROVED 2015-10-16
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • CT RA
    APPROVED
    Since 2015-10-16

Branch Locations

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 New York NY 06/2006 Present
  • 06/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    New York, NY
Other Businesses

I*442029 Entity Type: Charitable Name of outside business organization: The Greek Orthodox Church of Our Saviour Investment related: No Address of business: East Rye, New York, 10580 Position, title, association: Secretary Start date of relationship: 2/8/2022 Number of hours devoted: 2 hrs Weekly Number of hours devoted during trading hours: 0 Duties: Secretary, Oversee activities of Priest in regards to purchasing items for the church. Participate in increasing stewardship, fundraising events for the church and upkeep of the building including gardening. Making sure services run smoothly on Sundays. I have recently been appointed Secretary of the Parish Council which involves taking the minutes of our monthly meetings. I*2008283 Entity Charitable Name of OBA: Greek Ladies Philoptochos Society of Rye Address: Rye, NY 10580 Investment Related: No Position, Title, Association: Board Member Start Date: 09/01/2024 No Hours: 8 No Hours during trading: 0 Duties: Board member I*2886289Entity Type: Fiduciary role Name of OBA: E.M. Address: Ossining NY Investment Related: No Position, Title, Association: Power of Attorney Start Date:09/22/2025No Hours: 1 Monthly No Hours during trading:1 Monthly Duties: Power of Attorney for Parents I*3285264 Entity Type: Fiduciary role Name of OBA: E. W. M. 2013 Trust Address: New York, NY 10021 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/05/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Trustee/Parents, Siblings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-12
S63 Uniform Securities Agent State Law Examination 1994-05-18
  • S66 Uniform Combined State Law Examination
    2015-10-12
  • S63 Uniform Securities Agent State Law Examination
    1994-05-18

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