David Leon Shelly

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 04/2019
  Lincoln Investment Planning
  Marlton, NJ
• 04/2019 → Present
  Charles Schwab & Co., Inc.
  Mays Landing, NJ

Previous Registrations

• 2013-01-10 → 2019-04-16
  Lincoln Investment
  Marlton, NJ
• 2014-03-18 → 2019-04-16
  Capital Analysts
  Marlton, NJ
• 2009-05-01 → 2012-12-17
  Raymond James Financial Services Advisors, Inc
  Thorofare, NJ
  West Deptford, NJ
• 2004-01-01 → 2009-04-28
  Pnc Wealth Management Llc
  Turnersville, NJ
  Sewell, NJ
  Sewell, NJ
  Stratford, NJ
  Ocean City, NJ
  Marmora, NJ
  Mullica Hill, NJ
  Sicklerville, NJ
• 2003-09-11 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  Wildwood Crest, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-01
• S63 Uniform Securities Agent State Law Examination
  1993-07-16

Other Names

• David Shelly
• David Leon Shelly