Steven John Kontz

Current Employers

Employment History

• 01/2003 → 08/2023
  Securian Financial Services Inc.
  St. Paul, MN
• 12/2002 → 08/2023
  Minnesota Life
  St. Paul, MN
• 03/2005 → Present
  Renaissance Financial Corp
  St Louis, MO
• 03/2005 → Present
  Coop Ins Agency, Inc
  San Diego, CA
• 03/2005 → Present
  R.F. Brokerage
  St Louis, MO
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Omaha, NE
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  Dukshak, Llp
  St Louis, MO

Previous Registrations

• 2005-03-25 → 2023-08-10
  Securian Financial Services, Inc.
  Lincoln, NE
  Omaha, NE
  St. Paul, MN
• 2000-10-31 → 2002-12-04
  Pruco Securities, Llc.
  Omaha, NE

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: May 1993 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NICK ALEX PROPERTIES LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2005 ADDRESS: , Bennington NE , United States DESCRIPTION: Member 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: March 2005 POSITION/TITLE/RELATIONSHIP: Financial Advisor/Principal APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 4. RFC HIGHLAND PLAZA TWO LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 ADDRESS: , St. Louis MO , United States DESCRIPTION: Owner 5. NAME OF OTHER BUSINESS: DUKSHAK, LLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FARMLAND AND RECREATIONAL PROPERTY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLP CREATED TO HOLD FARMLAND AND RECREATIONAL PROPERTY;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-15
• S63 Uniform Securities Agent State Law Examination
  1993-06-15

Designations