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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-06
FL RA APPROVED 2016-08-17
  • TX RA
    APPROVED_RES
    Since 2018-04-06
  • FL RA
    APPROVED
    Since 2016-08-17

Branch Locations

380 N Indian Rocks Rd, Belleair Bluffs, FL 33770 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Tampa FL 12/2014 Present
Truist Advisory Services, Inc. Tampa FL 08/2016 Present
Previous Registrations
Other Businesses

ROLLING HILLS INVESTMENTS LLC POSITION: Managing Member NATURE: Investment rental properties located in Missouri. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2020 ADDRESS: , Kansas City MO , United States DESCRIPTION: Owner and managing member of a LLC in the state of Missouri that owns rental properties. My duty will be to work with the property manager and leasing agent and bookkeeper to make sure the properties are taken care of and that the rents are collected. In that regard, there will be very little needed on my behalf because these properties are all currently rented and stable.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-20
S65 Uniform Investment Adviser Law Examination 1993-11-10
S63 Uniform Securities Agent State Law Examination 1993-09-02
  • S66 Uniform Combined State Law Examination
    2010-12-20
  • S65 Uniform Investment Adviser Law Examination
    1993-11-10
  • S63 Uniform Securities Agent State Law Examination
    1993-09-02
Other Names
  • Daniel O Wolf
  • Dan Wolf

View on SEC IAPD

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