Kenneth A Brown

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 09/2022
  Lpl Financial, Llc
  Lakewood, NY
• 11/2011 → 12/2018
  Northwest Bank
  Lakewood, NY
• 09/2022 → 06/2024
  Securities America, Inc.
  Jamestown, NY
• 09/2022 → 06/2024
  Securities America Advisors
  Jamestown, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jamestown, NY

Previous Registrations

• 2022-09-30 → 2024-06-14
  Securities America Advisors, Inc.
  Jamestown, NY
• 2017-10-04 → 2022-10-13
  Lpl Financial Llc
  Lakewood, NY
  Falconer, NY
  Olean, NY
  Falconer, NY
  Mayville, NY
  Lakewood, NY
  Fort Mill, SC
  Jamestown, NY
  Jamestown, NY
• 2012-03-30 → 2018-12-31
  Northwest Advisors, Inc.
  Warren, PA
  Warren, PA

Other Businesses

1.SAA POSITION: Advisory NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2022 ADDRESS: 35 Harrison St, Jamestown NY 14750 DESCRIPTION: As a part of my services to clients I offer these services 2.SPECIFIC SOLUTIONS POSITION: Sales of Insurance NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/10/2022 ADDRESS: 35 Harrison St, Jamestown NY 14701 DESCRIPTION: I sell fixed Life and Annuities through a 3rd party insurance broker named Specific Solutions. 3.JAMESTOWN SKATING CLUB POSITION: Board Member NATURE: This is a non-profit board that supports the locating skating club that helps children learn to skate, get access to more advanced coaching and understand the US Figure Skating rules and guidelines. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2026 ADDRESS: 319 W 3rd St, Jamestown NY 14701, United States DESCRIPTION: I will just be a General Board member helping the club run their spring and winter shows and voting operational items. I will have no access to the clubs finances. Also they don't have any investments.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-27
• S63 Uniform Securities Agent State Law Examination
  2011-11-18

Other Names

• Ken A Brown
• Kenny A Brown
• Kenneth A Brown
• Kenneth Anthony Brown