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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-06
  • NY RA
    APPROVED
    Since 2021-07-06

Branch Locations

400 Broadhollow Rd Ste 4, Farmingdale, NY 11735 • United States

Copiague, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Farmingdale NY 01/1993 Present
Pfs Investments Inc. Farmingdale NY 03/1993 Present
  • 01/1993 → Present
    Primerica Financial Services
    Farmingdale, NY
  • 03/1993 → Present
    Farmingdale, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Joseph Cardino Jr., Inc., Investment related, Copiague, NY 11726 , Primerica business purposes, Owner, 10/01/2019 to Present, 180 hours committed per month (140 hours during securities trading hours), Legal entity formed solely for Primerica business purposes. RVP Factory of Long Island, Inc., Not investment related, 400 Broadhollow Rd, Ste 4, Farmingdale, NY 11735, Nature of Business: Primerica office lease, Position/Title: Owner/President, Start Date: 11/23/2021 to Present, No hours dedicated per month, Entity created for Primerica office lease only.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-14
S63 Uniform Securities Agent State Law Examination 1993-08-04
  • S65 Uniform Investment Adviser Law Examination
    2011-04-14
  • S63 Uniform Securities Agent State Law Examination
    1993-08-04

View on SEC IAPD

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