Matthew Carreras

Employer firm

New England Capital Financial Advisors LLC CRD 109203

$768M regulatory AUM 1,205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

New England Capital Financial Advisors Llc

1781 Highland Ave Ste 102, Cheshire, CT 06410-1254 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-04-30

CT RA
APPROVED

Since 2023-04-30

Branch Locations

1781 Highland Ave Ste 102, Cheshire, CT 06410-1254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New England Capital Financial Advisors, Llc	South Meriden	CT	10/2022	Present
Keller Williams Realty	West Hartford	CT	07/2019	01/2023
Re/Max	Cypress	TX	06/2006	05/2019
Wellspring Group Llc	West Hartford	CT	01/2015	Present

10/2022 → Present

New England Capital Financial Advisors, Llc

South Meriden, CT
07/2019 → 01/2023

Keller Williams Realty

West Hartford, CT
06/2006 → 05/2019

Re/Max

Cypress, TX
01/2015 → Present

Wellspring Group Llc

West Hartford, CT

Other Businesses

Wellspring Group LLC, Non-investment related Real Estate consulting and property management company in West Hartford, Connecticut. Managing member from January 2015. 1 hr a month during non business and non trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-09-09
S63	Uniform Securities Agent State Law Examination	1993-06-18

S65 Uniform Investment Adviser Law Examination

2022-09-09
S63 Uniform Securities Agent State Law Examination

1993-06-18

Designations

Certified Financial Planner

View on SEC IAPD