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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-02 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
4314 Redwood Hwy Ste 400, San Rafael, CA 94903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Rafael | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Rafael | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 4314 Redwood Hwy Suite 400 San Rafael CA 94903, ,; Not Investment-Related; 01/01/2006 / Commercial; 604 Commodore Dr. Richmond CA 94804, ,; Not Investment-Related; 08/15/2018. Independent Insurance Brokering; Delta Dental; 01/01/2004; / Kaiser Permanante Insurnace Company; 12/13/2006; Health / USAA; 04/12/2024; Fixed Annuity. Board of Directors; Himawari-Kai; President; P.O. BOX 6428, Albany, CA 94706, ,; ; 02/01/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ikeibifilms/Tiny Rabbit Productions; Actress - Actress. A small acting role in a short indy film.; ; 350 Townsend St., San Francisco, CA 94107, ,; Not Investment-Related; 03/16/2019; 1 to 9 hours per month; 0 during trading hours / Self; Jazz Singer; Performing art; 414 Commodore Dr. Richmond CA 94804, ,; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-28 |
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