Sakiko Kono

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  San Rafael, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  San Rafael, CA

Other Businesses

Real Estate Ownership; Commercial; 4314 Redwood Hwy Suite 400 San Rafael CA 94903, ,; Not Investment-Related; 01/01/2006 / Commercial; 604 Commodore Dr. Richmond CA 94804, ,; Not Investment-Related; 08/15/2018. Independent Insurance Brokering; Delta Dental; 01/01/2004; / Kaiser Permanante Insurnace Company; 12/13/2006; Health / USAA; 04/12/2024; Fixed Annuity. Board of Directors; Himawari-Kai; President; P.O. BOX 6428, Albany, CA 94706, ,; ; 02/01/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ikeibifilms/Tiny Rabbit Productions; Actress - Actress. A small acting role in a short indy film.; ; 350 Townsend St., San Francisco, CA 94107, ,; Not Investment-Related; 03/16/2019; 1 to 9 hours per month; 0 during trading hours / Self; Jazz Singer; Performing art; 414 Commodore Dr. Richmond CA 94804, ,; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-06-28

Other Names

• Saki Kono
• Sakiko Kono