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Paul Joseph Marchese

St. Germain Investment Management

Springfield, MA

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Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2011-01-26
MA RA APPROVED 2011-01-13
  • NH RA
    APPROVED
    Since 2011-01-26
  • MA RA
    APPROVED
    Since 2011-01-13

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.J. St. Germain Co., Inc. Springfield MA 01/2002 Present
St. Germain Securities, Inc. Springfield MA 01/2002 12/2024
  • 01/2002 → Present
    D.J. St. Germain Co., Inc.
    Springfield, MA
  • 01/2002 → 12/2024
    St. Germain Securities, Inc.
    Springfield, MA
Previous Registrations
  • 2010-10-26 → 2010-12-31
    St. Germain Investment Management
    Springfield, MA
  • 2002-03-01 → 2010-10-25
    St. Germain Securities, Inc.
    Springfield, MA
    Springfield, MA
    Hartford, CT
Other Businesses

EMPLOYED AS AN IA BY AFFILIATE 155186

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-28
S63 Uniform Securities Agent State Law Examination 2001-04-12
  • S65 Uniform Investment Adviser Law Examination
    2004-07-28
  • S63 Uniform Securities Agent State Law Examination
    2001-04-12

View on SEC IAPD

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