Sean Timothy Murray

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Allworth Financial, L.P.	Sacramento	CA	02/2000	Present
Aw Securities	Sacramento	CA	01/2008	Present

02/2000 → Present

Allworth Financial, L.P.

Sacramento, CA
01/2008 → Present

Aw Securities

Sacramento, CA

Previous Registrations

2011-08-11 → 2012-06-28

Pathway Strategic Advisors

Folsom, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-02
S63	Uniform Securities Agent State Law Examination	1993-09-13

S65 Uniform Investment Adviser Law Examination

2001-02-02
S63 Uniform Securities Agent State Law Examination

1993-09-13

Designations

Certified Financial Planner

View on SEC IAPD