James Fitzhenry Marchesi

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 02/2018
  Ameriprise Financial Services, Inc.
  Chester, NJ
• 02/2018 → Present
  Raymond James Financial Services, Inc.
  Chester, NJ
• 02/2018 → Present
  Raymond James Financial Services Advisors, Inc.
  Chester, NJ

Previous Registrations

• 2012-08-17 → 2018-02-05
  Ameriprise Financial Services, Llc
  Chester, NJ
• 2007-03-09 → 2012-08-31
  Lpl Financial Llc
  Chester, NJ
  Florham Park, NJ
• 2007-04-24 → 2010-08-27
  Summit Asset Management, Inc.
  Florham Park, NJ
• 2002-08-19 → 2007-03-19
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

(1)Name of Business: Address: 360 Mount Kemble Ave Ste 3, Morristown, NJ, 07960, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/20/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: John H Marchesi Jr Address: 360 Mount Kemble Ave Ste 3, Morristown, NJ, 07960-6662, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 06/10/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: acting as trustee with my sister, Martha Marchesi, for our father's trust (3)Name of Business: Mill Ridge Wealth Management Address: 360 Mount Kemble Ave Ste 3, Morristown, NJ, 07960, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/12/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Wealth advisory practice - Financial Advisor, CFP, AIF

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-15
• S63 Uniform Securities Agent State Law Examination
  1993-08-11

Designations

• Certified Financial Planner

Other Names

• James Marchesi
• Jim Marchesi