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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| FL | RA | APPROVED | 2026-01-23 |
| ME | RA | APPROVED | 2009-07-09 |
Branch Locations
Foreside Place 202 Route One, Falmouth, ME 04105 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 07/2009 | Present |
| Anton-Lemieux Llc | Falmouth | ME | 07/2009 | Present |
1. Fixed insurance sales, as an Agent, under the name 'Anton LeMieux Financial Group'; Conducted at branch; Investment related. 2. Principal and Part Owner, Anton LeMieux Financial Group, LLC, entity established to facilitate securities business; Conducted at branch; Investment related. 3. Subleasing branch office space to unaffiliated persons; As of 01/01/20; 0% time spent during regular business hours; Conducted at branch; Not investment related. 4. Author, Life > Limb - My Journey to Becoming Whole; Located in Falmouth, ME, as of 5/01/2021; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-02 |
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