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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-01-04 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
Palm Desert, CA • United States
74800 Us Highway 111, Indian Wells, CA 92210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hemet | CA | 04/1993 | Present |
| Bank Of America,N.A. | Indian Wells | CA | 06/2011 | Present |
I*464892, Entity Type: Entity For Profit, Name of OBA: McLean Farm Trust, Address: Denver, Colorado 80202, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 07/18/2016, No Hours: 2, No Hours during trading: 2, Duties: LLC was placed in the Trust and registered with McLean Co., in June of 2018. Now a new lease agreement needs to be established. The purpose of the Trust is to manage a family farm and distribute from estate. P. is a TTEE and not a beneficiary.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-04 |
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