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Cinnamon Lea Apker

Wells Fargo Clearing Services, LLC

Westlake Village, CA

Encino, CA

CRD 2354482

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-15
CA RA APPROVED 2014-06-30
  • TX RA
    APPROVED_RES
    Since 2017-03-15
  • CA RA
    APPROVED
    Since 2014-06-30

Branch Locations

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westlake Village CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Westlake Village CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-21
S63 Uniform Securities Agent State Law Examination 1997-05-02
  • S65 Uniform Investment Adviser Law Examination
    2014-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-05-02
Other Names
  • Cinnamon Lea Mullin
  • Cinnamon Lea Mullin

View on SEC IAPD

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EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA

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