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CRD 2354427
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-05-17 |
| IA | RA | APPROVED | 2022-05-11 |
Branch Locations
1509 Baltimore Drive, Ames, IA 50010 • United States
1195 Alices Rd, Waukee, IA 50263 • United States
2623 Northridge Pkwy, Ames, IA 50010 • United States
110 Airport Rd, Ames, IA 50010 • United States
301 East Scenic Valley, Indianola, IA 50125 • United States
1630 22Nd St, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Davenport | IA | 05/2015 | 02/2017 |
| Quad City Bank & Trust | Davenport | IA | 03/2015 | 02/2017 |
| Wells Fargo Clearing Services | Davenport | IA | 01/2017 | 07/2020 |
| Wells Fargo Bank | Davenport | IA | 01/2017 | 07/2020 |
| Greater Iowa Credit Union | Ames | IA | 07/2020 | Present |
| Lpl Financial Llc | Ames | IA | 05/2022 | Present |
1)05/11/2022 - Greater Iowa Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-15 |
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