Leroy Leslie Franck

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 10/2018
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 10/2009 → 10/2018
  Ameriprise Financial Services, Inc.
  Ottumwa, IA
• 10/2018 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2001 → Present
  Ll Franck & Co Dba H&R Block
  Knoxville, IA
• 01/2019 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) LL FRANCK & CO DBA H&R BLOCK, NOT INVESTMENT RELATED, 110 S 2ND ST, KNOXVILLE, IA, INCOME TAX PREP AND ACCOUNTING SERVICES, OWNER, 40H/WEEK, SINCE 09/2001 2) PROPERTY OWNERSHIP, LP FRANK & CO DBA H&R BLOCK, NOT INVESTMENT RELATED, 107 SOUTH MAIN, CHARLTON, IA, OWNER, SINCE 12/1999, 1H/WEEK 3) PROPERTY OWNERSHIP, LP FRANK & CO DBA H&R BLOCK, NOT INVESTMENT RELATED, 107-109 NORTHWEST 2ND ST, LEON, IA, OWNER, SINCE 12/1999, 1H/WEEK 4) PROPERTY OWNERSHIP, LP FRANK & CO DBA H&R BLOCK, NOT INVESTMENT RELATED, 110 S 2ND ST, KNOXVILLE, IA, OWNER, SINCE 12/1999, 1H/WEEK 5) PROPERTY OWNERSHIP, LP FRANK & CO DBA H&R BLOCK, NOT INVESTMENT RELATED, 120 BENTON AVE EAST, ALBIA, IA, OWNER, SINCE 12/1999, 1H/WEEK 6) NAME OF OTHER BUSINESS: L.L. FRANCK & CO DBA H&R BLOCK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE BUILDING; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWNER OF OFFICE BUILDING 101 WASHINGTON ST, ST W, WASHINGTON, IA, 52353; 7) NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES PROVIDED AS NEEDED;

Exams

• S66 Uniform Combined State Law Examination
  2018-12-20
• S63 Uniform Securities Agent State Law Examination
  1993-06-01

Other Names

• Lee Franck
• Leroy Leslie Iii Franck