John Thomas Laskey

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-06-05

FL RA
APPROVED

Since 2007-06-05

Branch Locations

Sarasota, FL • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Tampa	FL	09/1998	Present

09/1998 → Present

Sigma Financial Corporation

Tampa, FL

Other Businesses

1. JOHN LASKEY & COMPANY: PROVIDES FINANCIAL SERVICES AS WELL AS SELLING VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. 2. As a licensed life and health insurance agent, I write non-variable life, term life insurance and LTC insurance policies.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-02-14

S63 Uniform Securities Agent State Law Examination

2002-02-14

Designations

Chartered Financial Consultant

View on SEC IAPD