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Wedbush Securities Inc. CRD 877
$5.68B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-08 |
Branch Locations
St David'S, PA • United States
110 Front Street, Suite 311, Jupiter, FL 33477 • United States
170 Radnor Chester Road, Suite 101, Radnor, PA 19087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Wayne | PA | 04/2012 | 05/2019 |
| B.RIley Wealth Management, Inc | Memphis | TN | 05/2019 | 11/2024 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 11/2024 |
| Wedbush Securities | Radnor | PA | 11/2024 | Present |
Faithful Friends Animal Society - Board Member; Not investment-related; Wilmington, Delaware; Promote and support the mission of this non-profit animal welfare organization; one hour per week dedicated to this activity, none of which being trading hours; start date 04/16/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-14 |
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