James Berg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → Present
  James D. Berg, Cpa
  San Antonio, TX
• 08/2005 → 09/2025
  Avantax Investment Services, Inc.
  San Antonio, TX
• 06/2006 → 09/2025
  Avantax Advisory Services
  San Antonio, TX
• 05/2018 → 09/2025
  Avantax Insurance Agency, Llc
  San Antonio, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  San Antonio, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-06-26 → 2025-09-05
  Avantax Advisory Services
  San Antonio, TX
  San Antonio, TX

Other Businesses

1) James D. Berg, CPA; Non investment related; 41 Arnold Palmer, San Antonio, TX, 78257-1723, Tax Preparation/Accounting~Owner/Sole Proprietor~7/1/2004; 40hrs; 0hrs; CPA 2) BERG CAPITAL MANAGEMENT POSITION: Owner NATURE: DBA with respect my investment, advisory and insurance business with Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/02/2016 ADDRESS: 18015 Yantis Way, San Antonio TX 78247, United States DESCRIPTION: DBA with respect my investment, advisory and insurance business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-15
• S63 Uniform Securities Agent State Law Examination
  2005-11-11