Michael Dory Marchi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 03/2025
  The Investment Center Inc
  St. Louis, MO
• 03/2025 → Present
  Lpl Financial Llc
  St. Louis, MO

Previous Registrations

• 2013-10-30 → 2025-03-06
  Ic Advisory Services, Inc.
  Bedminster, NJ
  St. Louis, MO
• 2012-04-26 → 2013-10-30
  Fsc Securities Corporation
  San Diego, CA
  St. Louis, MO
• 2009-09-21 → 2012-03-30
  Edward Jones
  St Louis, MO
  St Louis, MO
  St Louis, MO

Other Businesses

1. 03/06/2025- Consolidated Insurance Benefits- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/01/2013- 5 Hours Per Month 2. 03/06/2025- Marchi Wealth Management Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/25/2014- 160 Hours Per Month- 40 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-09-18
• S63 Uniform Securities Agent State Law Examination
  1993-08-11