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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| DE | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| ND | RA | APPROVED | 2021-07-21 |
| SD | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Bismarck | ND | 05/1993 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Bismarck | ND | 08/1993 | 07/2021 |
| Russell Mcdowall Cattle | Bismarck | ND | 10/2011 | 07/2021 |
| Lpl Financial Llc | Bismarck | ND | 07/2021 | Present |
1) 07/21/2021 - DBA for LPL Business (entity for LPL business) / Reliant Wealth Advisors / Investment Related / Bismarck, ND 58501 2) 09/09/2022 - Russell McDowall Cattle - Not Investment Related - Home Based - Business Owner - Start Date - 01/01/2020 - 40 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-17 |
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