Marsha Miriam Rubin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Marsha M Rubin Cpa
  Wallingford, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-04-06 → 2013-09-03
  Walnut Street Securities, Inc.
  Wilmington, DE
  Wilmington, DE
  Wilmington, DE
  Wallingford, PA
  New Castle, DE

Other Businesses

1.INDEPENDENT AGENT,FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE,BEGAN 11/2009,2HRS/WKDY ONLY; 2.CPA,PREPARE TAX RETURNS FOR INDIVIDUALS, DO TAX PLANNING, REPRESENT CLIENTS FOR AUDITS,BEGAN 03/2003, 10HRS/WKDY,2HRS/WKEND; 3. NAME OF OTHER BUSINESS: WHARTON INVESTMENT CONSULTANTS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 11/2009 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: IAR

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-09
• S63 Uniform Securities Agent State Law Examination
  1993-07-15

Designations

• Certified Financial Planner

Other Names

• Marsha Goldstein
• Miriam-Marsha Rubin