Joseph Paul Bocklet

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 04/2017
  Morgan Stanley
  New York, NY
• 01/2015 → 04/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2017 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2017-04-07 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2011-08-17 → 2017-04-10
  Morgan Stanley
  New York, NY

Other Businesses

1. BOCKLET WEALTH MANAGEMENT. INSURANCE SALES. PRESIDENT. 2. AMERICAN PORTFOLIOS ADVISORS, INC. RIA. FEE BASED ADVISORY BUSINESS.

Exams

• S66 Uniform Combined State Law Examination
  2011-08-10
• S63 Uniform Securities Agent State Law Examination
  2009-02-20