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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-08 |
| PA | RA | APPROVED | 2006-10-09 |
Branch Locations
300 State Street Suite 101, Erie, PA 16507-1428 • United States
Erie, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Erie | PA | 03/2008 | Present |
| City National Bank | Erie | PA | 11/2022 | Present |
(1) MICHAEL KEIM; RENTAL HOME OWNERSHIP; 08/01/12 TO 07/31/30; SOLE PROPRIETOR; OWNERSHIP & MAINTENANCE OF PROPERTY; 4 HOURS A MONTH DEVOTED TO ACTIVITY; UP TO 4 HOURS DEVOTED DURING SECURITY HOURS. (2) Name: Mercy Center for Women Address: 1039 East 27th Street Erie, Pa. 16504 Business Description: 501C3 organization; supports women in need Business is not investment related Projected Start Date: 06/15/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: Review budgets, financial statements, statements of account and borrowing facilities and make observations to help them achieve and maintain fiscal success Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 3) NAME OF ENTITY: Cathedral Preparatory School ADDRESS: 250 West 10th Street Erie, PA. 16501 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Head Golf Coach CAPACITY: Other - Head Golf Coach START DATE: 03/15/23 DUTIES: Head Golf Coach HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Michael and Jamie Keim rental properties ADDRESS: 4029 Lake Front Dr, Suite 101, Erie, PA, 16505 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate START DATE: 05/03/2025 CAPACITY: Owner DUTIES: manage rental property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-18 |
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