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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-08
PA RA APPROVED 2006-10-09
  • TX RA
    APPROVED_RES
    Since 2015-12-08
  • PA RA
    APPROVED
    Since 2006-10-09

Branch Locations

300 State Street Suite 101, Erie, PA 16507-1428 • United States

Erie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Erie PA 03/2008 Present
City National Bank Erie PA 11/2022 Present
Other Businesses

(1) MICHAEL KEIM; RENTAL HOME OWNERSHIP; 08/01/12 TO 07/31/30; SOLE PROPRIETOR; OWNERSHIP & MAINTENANCE OF PROPERTY; 4 HOURS A MONTH DEVOTED TO ACTIVITY; UP TO 4 HOURS DEVOTED DURING SECURITY HOURS. (2) Name: Mercy Center for Women Address: 1039 East 27th Street Erie, Pa. 16504 Business Description: 501C3 organization; supports women in need Business is not investment related Projected Start Date: 06/15/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: Review budgets, financial statements, statements of account and borrowing facilities and make observations to help them achieve and maintain fiscal success Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 3) NAME OF ENTITY: Cathedral Preparatory School ADDRESS: 250 West 10th Street Erie, PA. 16501 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Head Golf Coach CAPACITY: Other - Head Golf Coach START DATE: 03/15/23 DUTIES: Head Golf Coach HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Michael and Jamie Keim rental properties ADDRESS: 4029 Lake Front Dr, Suite 101, Erie, PA, 16505 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate START DATE: 05/03/2025 CAPACITY: Owner DUTIES: manage rental property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-06
S63 Uniform Securities Agent State Law Examination 1993-06-18
  • S66 Uniform Combined State Law Examination
    2006-10-06
  • S63 Uniform Securities Agent State Law Examination
    1993-06-18

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