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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-03 |
| AZ | RA | APPROVED | 2013-05-17 |
Branch Locations
4500 S Lakeshore Dr Ste 300, Tempe, AZ 85282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2013 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2013 | Present |
1.POLLEY FINANCIAL GROUP, LLC; INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES; TEMPE AZ, 10/01/2009, INVESTMENT RELATED, 10/MONTHLY 8/TRADE 2.CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF A RIA. INVESTMENT RELATED 40/WEEK 30/TRADE. 05/10/13.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-20 |
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