Rene Saul Licon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2025
  Scf Securities, Inc.
  Fresno, CA
• 09/2014 → 05/2025
  Scf Investment Advisors, Inc.
  Fresno, CA
• 05/2025 → Present
  Lpl Financial Llc
  Whittier, CA

Previous Registrations

• 2014-09-15 → 2025-05-01
  Scf Investment Advisors, Inc.
  Whittier, CA
  San Diego, CA
• 2013-07-02 → 2014-09-12
  Financial Telesis Inc
  San Rafael, CA
  Whittier, CA
• 2005-05-06 → 2013-06-20
  Lpl Financial Llc
  Fullerton, CA
  Fullerton, CA
  Fullerton, CA
  Newport Beach, CA

Other Businesses

1- 05/2025 - RSL Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/21/2021 - 160 hours per month/ 80 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-09-24
• S63 Uniform Securities Agent State Law Examination
  1993-06-23

Designations

• Certified Financial Planner

Other Names

• Pene Saul Licon