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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| IL | RA | APPROVED | 2009-09-08 |
Branch Locations
201 N Constitution Dr Ste D, Aurora, IL 60506 • United States
Sugar Grove, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aspen Marketing Corporation | Aurora | IL | 08/1985 | Present |
| Lpl Financial Corporation | Aurora | IL | 09/2009 | Present |
ASPEN FINANCIAL SERVICES, 44 1/2 W. DOWNER PLACE, AURORA, IL 60507. INSURANCE BROKERAGE - 12 HRS/WK - 100% OWNER - BROKER LIFE/ HEALTH/ DI/ ANNUITIES 2. 03/30/2010 - OTHER-NOTARY PUBLIC/PROVIDING A NOTARY PUBLIC AS A SERVICE TO MY CLIENTS. 1% OF TIME. 3. 08/31/2010 - DBA - ASPEN FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-11 |
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