Richard Arthur Kroll

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → Present
  Princor Financial Services Corporation
  Minnetonka, MN
• 07/1998 → Present
  Principal Life Insurance Company
  Minnetonka, MN
• 02/2010 → 06/2020
  Roy Jenks And Associates Inc
  Minnetonka, MN
• 10/2014 → 01/2019
  Silveus Financial Products, Llc
  Minnetonka, MN
• 07/2023 → Present
  Kroll Wealth Management
  Minnetonka, MN

Other Businesses

**OUTSIDE INSURANCE, LTC, DI, LIFE, FIXED ANNUITIES, HEALTH, MEDICAL, SUPPLEMENTAL, 10/16/14. **Group Benefits, Life, DI, Dental, Vision, 01/31/17. **INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/06/2025 ADDRESS: 11100 Wayzata Blvd Suite 405, Minnetonka MN 55305, United States DESCRIPTION: I am establishing a referral arrangement with an individual who is a non-registered consultant who will refer prospective customers to me for a flat, non-contingent fee. The expected business with any eventual customer is expected to be life insurance or variable life insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-19
• S63 Uniform Securities Agent State Law Examination
  1993-06-10

Designations

• Certified Financial Planner

Other Names

• Richard Arthur Kroll