Mark Daniel Mahoney

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-04
OH	RA	APPROVED	1999-09-18

TX RA
APPROVED

Since 2022-11-04
OH RA
APPROVED

Since 1999-09-18

Branch Locations

North Lawrence, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	North Lawrence	OH	09/2005	03/2020
Ameriprise Financial Services, Llc	North Lawrence	OH	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

North Lawrence, OH
03/2020 → Present

Ameriprise Financial Services, Llc

North Lawrence, OH

Other Businesses

Business Ownership; WNMTA LLC; PRESIDENT; PERSONAL SERVICE CORPORATION AS AN OPERATING COMPANY TO MANAGE BUSINESS EXPENSES; 13831 YOUTH STREET, , NORTH LAWRENCE, OH, 44666; Investment-Related; 07/21/2022; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; art instructor; art instructor; teach an art class; 185 n. main st., , north canton, OH, 44720; Not Investment-Related; 01/12/2024; 10 to 19 hours per month; 1 to 9 during trading hours / ACAG3, LLC; INDEPENDENT CONTRACTOR; Manage advisory business; 13831 youth street, , north lawrence, OH, 44666; Investment-Related; 10/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; PAINTING; PAINTINGS, OILS AND ACRYLICS POSSIBLY RESULTING IN SALES OF ART SOMEDAY; 13831 youth street, , North Lawrence, OH, 44666; Not Investment-Related; 05/03/2013; 1 to 9 hours per month; 0 during trading hours / northeast ohio plein air festival; plein air painting paint out, judging and awards. includes registration fees.; 13831 youth street, , north lawrence, OH, 44666; Not Investment-Related; 10/23/2021; 1 to 9 hours per month; 0 during trading hours / farming; $400/yr to let farming farm hay on some of my land.; 13831 youth street, , NORTH LAWRENCE, OH, 44666; Not Investment-Related; 04/01/2007; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-11

S66 Uniform Combined State Law Examination

2005-02-11

Designations

Certified Financial Planner

View on SEC IAPD