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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
8202 West Quinault Avenue Suite-A110, Kennewick, WA 99336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Kennewick | WA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*254104- Richland Cemetery Association; Investment Related: No; Richland, Washington; Cemetery/Mortuary; Board Member, President (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2006; During Business Hours: 0; After Business Hours: 2; Administrative, Check Signing/Funds Disbursements, Other
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 1993-07-28 |
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