Anthony C Carpita

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 03/2019
  Irongate International, Llc
  Davenport, IA
• 03/2019 → Present
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 02/2024 → Present
  Lion Street Financial
  Moline, IL
• 11/2025 → Present
  Integrity Alliance, Llc.
  Bettendorf, IA

Previous Registrations

• 2023-03-09 → 2023-04-05
  Goldman Sachs & Co. Llc
  Chicago, IL
• 2012-04-17 → 2019-03-29
  Irongate International, L.L.C.
  Moline, IL
• 2001-07-20 → 2012-04-17
  Choreo, Llc
  Davenport, IA

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-09-01

Designations

• Certified Financial Planner

Other Names

• Tony Carpita
• Anthony Carmen Carpita