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Karen Anne Jones

Ameriprise Financial Services, LLC

Mechanicsville, VA

Richmond, VA

Mechanicsville, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-10
VA RA APPROVED 2012-01-03
  • TX RA
    APPROVED_RES
    Since 2019-04-10
  • VA RA
    APPROVED
    Since 2012-01-03

Branch Locations

Mechanicsville, VA • United States

1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States

Mechanicsville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richmond VA 10/2009 03/2020
Ameriprise Financial Services, Inc. Richmond VA 10/2009 03/2020
Ameriprise Financial Services, Llc Richmond VA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Richmond, VA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Richmond, VA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-14
S63 Uniform Securities Agent State Law Examination 1997-07-14
  • S66 Uniform Combined State Law Examination
    2011-06-14
  • S63 Uniform Securities Agent State Law Examination
    1997-07-14
Other Names
  • Karen A Jones
  • Karen Anne Jones

View on SEC IAPD

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