Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-23 |
| FL | RA | APPROVED | 2000-10-01 |
Branch Locations
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
900 5Th Ave S Ste 101, Naples, FL 34102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cape Coral | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cape Coral | FL | 11/2016 | Present |
COLONY AT HAWKSRIDGE; NOT INV. RELATED; NAPLES, FL; BOARD MEMBER; START DATE 3/1/2018; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, DISCUSS BUDGET AND VOTE ON NEW HOMEOWNERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-20 |
Reach out to this advisor