Joe Louis Caligiuri

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2005-01-24

CA RA
APPROVED

Since 2005-01-24

Branch Locations

Chico, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lane Tustin	CA	03/2004	Present
Pianovision Tab	Tustin	CA	11/2016	Present

03/2004 → Present

Lpl Financial Llc

Lane Tustin, CA
11/2016 → Present

Pianovision Tab

Tustin, CA

Previous Registrations

2002-11-13 → 2006-08-30

Jdl Advisers

Newport Beach, CA

Other Businesses

(1) 03/19/2009: Caligiuri Investment Services, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - no Time Spent (2) 11/02/2016: PianoVision Tab - Business Owner - Investment Related - 17321 Anglin Lane, Tustin, CA 92780 - Start 11/01/2016 - 45 Hr/Mo; 0 Hour(s) During Securities Trading (3) 12/02/2024 - BCD GROUP, INC. - Financial Institution Duty - Investment Related - 2452 LAKEWEST DR.,CHICO, CA - Start Date 07/22/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-07-30

S63 Uniform Securities Agent State Law Examination

1993-07-30

Other Names

Joseph Luis Caligiuri

View on SEC IAPD