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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-02
CA RA APPROVED 2024-07-01
  • TX RA
    APPROVED_RES
    Since 2024-07-02
  • CA RA
    APPROVED
    Since 2024-07-01

Branch Locations

3550 Round Barn Blvd Suite 212, Santa Rosa, CA 95403 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Strategic Wealth, Llc Santa Rosa CA 10/2010 Present
Bam Management, Llc Clayton MO 01/2012 Present
The Colony Group, Llc Boston MA 07/2024 Present
  • 10/2010 → Present
    Buckingham Strategic Wealth, Llc
    Santa Rosa, CA
  • 01/2012 → Present
    Bam Management, Llc
    Clayton, MO
  • 07/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2010-10-28 → 2024-11-14
    Buckingham Strategic Wealth, Llc
    St Louis, MO
    Santa Rosa, CA
  • 2006-04-26 → 2010-12-13
    Wealth Management Consultants, Llc
    Santa Rosa, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-19
  • S63 Uniform Securities Agent State Law Examination
    1993-07-19
Designations

View on SEC IAPD

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