Richard A Ure

Current Employers

Employment History

• 07/2016 → 11/2017
  National Planning Corporation
  San Antonio, TX
• 11/2017 → 11/2019
  Lpl Financial Llc
  San Antonio, TX
• 11/2019 → Present
  Gradient Securities, Llc
  Arden Hills, MN
• 01/2017 → Present
  Rau Llc
  San Antonio, TX

Previous Registrations

• 2018-05-04 → 2019-12-04
  Lpl Financial Llc
  San Antonio, TX

Other Businesses

1. RAU LLC; INVESTMENT RELATED; 19115 FM 2252 SUITE 10, SAN ANTONIO, TX 78266; INSURANCE; OWNER; START 01/2017; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; SALES OF INSURANCE. 2. TAYLORS BEND, LLC; INVESTMENT RELATED; 4526 TAYLORS BEND, SAN ANTONIO, TX 78247; REAL ESTATE; JUNIOR PARTNER; START 06/2017; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; RENTING, FLIPPING AND INVESTING IN REAL ESTATE. 3. CEDARWOOD; NOT INVESTMENT RELATED; 8364 BINDSEIL LANE, GARDEN RIDGE, TX 78266; WOOD WORKING AND AGRICULTURAL PRODUCTS; OWNER; START 07/2017; 10 HOURS PER MONTH, 10 HOURS DURING SECURITIES TRADING HOURS; RAISE CHICKENS, COWS, GOATS, AND SELL THEIR PRODUCTS. ALSO SELL CEDAR HARDWOODS PRODUCTS. 4. INFINITY 123, LLC; INVESTMENT RELATED; 8364 BINDSEIL LANE, GARDEN RIDGE, TX 78266; REAL ESTATE; JR PARTNER; START 10/2022; 5 HOURS PER MONTH, 5 HOURS DURING SECURITIES TRADING HOURS; SUPPORT WIFE IN REAL ESTATE BUSINESS. 5. CEDARWOOD TRUST; INVESTMENT RELATED; 8364 BINDSEIL LN, GARDEN RIDGE, TX 78266; REAL ESTATE; HELPER; START 10/2025; 2 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ASSISTS WITH COORDINATING TENANTS AND RENTING OUT PROPERTY. 6. HIDDEN OAKS NORTH HOA; NOT INVESTMENT RELATED; 4526 TAYLOR BEND, TX 78247; HOA; MEMBER; START 10/2025; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; HOLDS MANAGMENT ACCOUNTABLE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-27
• S63 Uniform Securities Agent State Law Examination
  2013-04-19

Other Names

• Richard Ure