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3215 Encinal Avenue Suite L, Alameda, CA 94501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bcn Financial, Inc. | Alameda | CA | 12/1994 | Present |
| Quest Securities, Inc. | Alameda | CA | 07/1996 | 02/2017 |
| Crown Capital Securities, Lp | Orange | CA | 02/2017 | 04/2024 |
| Lpl Financial Llc | Alameda | CA | 04/2024 | Present |
1. 04/17/2024 - BCN Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 9/1/2005 - 2 Hours Per Month/ 2 Hours During Trading 2. 04/17/2024 - Non-Variable (fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 6/1/1991 - 2 Hours Per Month 3. 04/24/2024 - BCN Financial, Inc - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/1/2005 - 2 Hours Per Month/ During Trading - I provide investment advisory services through BCN Financial, Inc, an independent investment advisor firm. I started this business activity in 9/2005. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-28 |
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