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Current Employers
Bcn Financial, Inc.

3215 Encinal Avenue Suite L, Alameda, CA 94501 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-09-20
  • CA RA
    APPROVED
    Since 2005-09-20

Branch Locations

Pleasanton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bcn Financial, Inc. Alameda CA 12/1994 Present
Quest Securities, Inc. Alameda CA 07/1996 02/2017
Crown Capital Securities, Lp Orange CA 02/2017 04/2024
Lpl Financial Llc Alameda CA 04/2024 Present
  • 12/1994 → Present
    Alameda, CA
  • 07/1996 → 02/2017
    Quest Securities, Inc.
    Alameda, CA
  • 02/2017 → 04/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 04/2024 → Present
    Lpl Financial Llc
    Alameda, CA
Previous Registrations
  • 2004-04-08 → 2005-10-19
    Bcn Financial
    Pleasanton, CA
Other Businesses

1. 04/17/2024 - BCN Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 9/1/2005 - 2 Hours Per Month/ 2 Hours During Trading 2. 04/17/2024 - Non-Variable (fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 6/1/1991 - 2 Hours Per Month 3. 04/24/2024 - BCN Financial, Inc - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/1/2005 - 2 Hours Per Month/ During Trading - I provide investment advisory services through BCN Financial, Inc, an independent investment advisor firm. I started this business activity in 9/2005. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-28
  • S63 Uniform Securities Agent State Law Examination
    1993-07-28
Other Names
  • Gary L Muto

View on SEC IAPD

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