John Lee Pence

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 05/2025
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 05/2025 → Present
  Ameriprise Financial Services, Llc
  Kennesaw, GA

Previous Registrations

• 2003-10-31 → 2025-05-02
  The Strategic Financial Alliance, Inc.
  Woodstock, GA
  Alpharetta, GA
  Woodstock, GA
  Kennesaw, GA
• 2003-04-11 → 2003-11-22
  Ifg Advisory Services Inc
  Woodstock, GA

Other Businesses

Other Business Activities; Dave Ramsey Financial Peace University; 9 week course which covers the Financial Planning for Individuals and Families at our local church. (modules on saving , investing, budgeting and insurance among other topics. No compensation involved. Class at Marietta Church Marietta GA form April 15th-June 10th 2026; 3121 Barrett Parkway, Marietta Community Church, Marietta, GA, 30064; Not Investment-Related; 05/15/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-01
• S63 Uniform Securities Agent State Law Examination
  1993-07-15

Designations

• Certified Financial Planner

Other Names

• John Pence
• John L Pence
• J. Lee Pence
• J L Pence
• Lee Pence