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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-15
GA RA APPROVED 2025-05-05
  • FL RA
    APPROVED
    Since 2025-05-15
  • GA RA
    APPROVED
    Since 2025-05-05

Branch Locations

2950 Cherokee St Nw Ste 614, Kennesaw, GA 30144-6505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance, Inc. Atlanta GA 10/2003 05/2025
Ameriprise Financial Services, Llc Kennesaw GA 05/2025 Present
Previous Registrations
Other Businesses

Other Business Activities; Dave Ramsey Financial Peace University; 9 week course which covers the Financial Planning for Individuals and Families at our local church. (modules on saving , investing, budgeting and insurance among other topics. No compensation involved. Class at Marietta Church Marietta GA form April 15th-June 10th 2026; 3121 Barrett Parkway, Marietta Community Church, Marietta, GA, 30064; Not Investment-Related; 05/15/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-01
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S65 Uniform Investment Adviser Law Examination
    1993-11-01
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15
Designations
Other Names
  • John Pence
  • John L Pence
  • J. Lee Pence
  • J L Pence
  • Lee Pence

View on SEC IAPD

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