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950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-17 |
| FL | RA | APPROVED | 2015-01-29 |
Branch Locations
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States
Winter Park, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Securities | Mount Dora | FL | 07/2007 | Present |
1.FINRA, INVESTMENT RELATED, 5200 TOWN CENTER CIRCLE, BOCA RATON, FL 33486, REGULATORY ORGANIZATION, ARBITRATOR, 35916, 0-10 HOURS PER MONTH, 0-10 HOURS PER MONTH, LISTEN TO INFORMATION AND DETERMINE OUTCOME 2.G. SCOTT KNIGHT SYSTEMS, INC, NON INVESTMENT RELATED, 860 Via Lugano, Winter Park, FL 32789, ACTIVE FLORIDA CORPORATION" GENERATING $0 IN REVENUES, OWNER, 35551, 0 HOURS A MONTH, 0 HOURS A MONTH, NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-11 |
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