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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-10-23
TX RA APPROVED_RES 2006-10-03
  • LA RA
    APPROVED
    Since 2015-10-23
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

104 Campus Dr E Ste 103, Destrehan, LA 70047-5207 • United States

Luling, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 04/1993 03/2020
Ameriprise Financial Services, Llc Destrehan LA 03/2020 Present
Other Businesses

Business Ownership; Pfeffer Endeavors, LLC; Admin./staffing in support of practice.; Supports practice admin.; 104 Asphodel Drive, , Luling, LA, 70070; Not Investment-Related; 11/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; ACTS Core Team; ACTs Core Team Board Memeber; St. Charles Borromeo Catholic Church, 13396 River Road, Destrehan, LA, 70047; Not Investment-Related; 06/24/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-21
S63 Uniform Securities Agent State Law Examination 1997-03-13
  • S65 Uniform Investment Adviser Law Examination
    1997-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-03-13

View on SEC IAPD

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