Michael Thomas Pfeffer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1993 → 03/2020
  Ameriprise Financial Services, Inc.
  Metairie, LA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Destrehan, LA

Other Businesses

Business Ownership; Pfeffer Endeavors, LLC; Admin./staffing in support of practice.; Supports practice admin.; 104 Asphodel Drive, , Luling, LA, 70070; Not Investment-Related; 11/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; ACTS Core Team; ACTs Core Team Board Memeber; St. Charles Borromeo Catholic Church, 13396 River Road, Destrehan, LA, 70047; Not Investment-Related; 06/24/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-21
• S63 Uniform Securities Agent State Law Examination
  1997-03-13