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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-10-23 |
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
104 Campus Dr E Ste 103, Destrehan, LA 70047-5207 • United States
Luling, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Metairie | LA | 04/1993 | 03/2020 |
| Ameriprise Financial Services, Llc | Destrehan | LA | 03/2020 | Present |
Business Ownership; Pfeffer Endeavors, LLC; Admin./staffing in support of practice.; Supports practice admin.; 104 Asphodel Drive, , Luling, LA, 70070; Not Investment-Related; 11/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; ACTS Core Team; ACTs Core Team Board Memeber; St. Charles Borromeo Catholic Church, 13396 River Road, Destrehan, LA, 70047; Not Investment-Related; 06/24/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-13 |
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