Alan Leonard Tarko

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Los Angeles, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Previous Registrations

• 2012-04-11 → 2015-08-14
  Jhs Capital Advisors, Llc
  Tampa, FL
  Portland, OR
  Tampa, FL
  Portland, OR
  Los Angeles, CA
  Tampa, FL
• 2008-02-12 → 2012-04-11
  Paulson Investment Company Llc
  Los Angeles, CA
• 2003-09-17 → 2006-12-31
  Milestone Financial Services, Inc.
  Los Angeles, CA

Other Businesses

Real Estate Ownership; Multi-Family; Triplex, ,; Not Investment-Related; 01/01/1999. Independent Insurance Brokering; Physicians Mutual; 10/01/2012; / banner Life; 03/03/2000; . Business Ownership; ALT INC; ; Corporation for Tax Purposes as recommended by accountant.; 1875 Century Park East # 600Los Angeles CA 90067, ,; Not Investment-Related; 11/30/2017; 0 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1993-05-14