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Benton Sellers Bragg

Bragg Financial Advisors Inc

Charlotte, NC

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Current Employers
Bragg Financial Advisors Inc

1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-26
NC RA APPROVED 2020-05-19
  • TX RA
    APPROVED_RES
    Since 2020-08-26
  • NC RA
    APPROVED
    Since 2020-05-19

Branch Locations

1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bragg Financial Advisors Charlotte NC 05/1993 Present
Queens Road Securities, Llc Charlotte NC 05/2000 09/2020
  • 05/1993 → Present
    Bragg Financial Advisors
    Charlotte, NC
  • 05/2000 → 09/2020
    Queens Road Securities, Llc
    Charlotte, NC
Other Businesses

1.) 1031 S, LLC, CHARLOTTE, NC, 8.68% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND 2 HOURS PER MONTH DURING NON-TRADING HOURS. 2.) 2500 DISTRIBUTION STREET INVESTORS, LLC, CHARLOTTE, NC, 14.756% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 3.) TRACT 5239 INVESTORS, LLC, CHARLOTTE, NC, 14.99% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 4.) LOST HIGHWAY, LLC, CHARLOTTE, NC, 26.8% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 5.) IREDELL AVENUE RESIDENTIAL DEVELOPMENT, LLC, CHARLOTTE, NC, 20% LIMITED LIABILITY MEMBER, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 6.) SEVENTY THREE, LLC, CHARLOTTE, NC, 25% LIMIITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS. 7.) NEW MILLENNIUM COMMUNICATIONS, LLC, ORGANIZED IN NORTH CAROLINA, 16.6644% LLC MEMBER, NON-INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 8.) MECKLENBURG COUNTY COUNCIL OF BOY SCOUTS, 1410 E. 7TH STREET, CHARLOTTE, NC 28204; MEMBER OF THE FINANCE COMMITTEE AND BOARD OF ADVISORS, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACTIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 9.) WINGATE UNIVERSITY, 211 E WILSON STREET, WINGATE, NC 28174; MEMBER OF THE BOARD OF TRUSTEES AND INVESTMENT COMMITTEE, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACTIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 10.) DAVIDSON COLLEGE PRESBYTERIAN CHURCH, 100 N MAIN STREET, DAVIDSON, NC 28036; MEMBER OF THE ENDOWMENT INVESTMENT COMMITTEE, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACITIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 11.) 96 DEACON, LLC, ORGANIZED IN NORTH CAROLINA, 20% LLC MEMBER, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS. 12.) 605 LEXINGTON, LLC, 25% LIMITED LIABILITY MEMBER, ORGANIZED IN NORTH CAROLINA, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND 2 HOURS PER MONTH DURING NON-TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-04
S63 Uniform Securities Agent State Law Examination 1993-05-19
  • S65 Uniform Investment Adviser Law Examination
    1999-01-04
  • S63 Uniform Securities Agent State Law Examination
    1993-05-19
Designations

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