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1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-26 |
| NC | RA | APPROVED | 2020-05-19 |
Branch Locations
1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bragg Financial Advisors | Charlotte | NC | 05/1993 | Present |
| Queens Road Securities, Llc | Charlotte | NC | 05/2000 | 09/2020 |
1.) 1031 S, LLC, CHARLOTTE, NC, 8.68% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND 2 HOURS PER MONTH DURING NON-TRADING HOURS. 2.) 2500 DISTRIBUTION STREET INVESTORS, LLC, CHARLOTTE, NC, 14.756% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 3.) TRACT 5239 INVESTORS, LLC, CHARLOTTE, NC, 14.99% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 4.) LOST HIGHWAY, LLC, CHARLOTTE, NC, 26.8% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 5.) IREDELL AVENUE RESIDENTIAL DEVELOPMENT, LLC, CHARLOTTE, NC, 20% LIMITED LIABILITY MEMBER, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 6.) SEVENTY THREE, LLC, CHARLOTTE, NC, 25% LIMIITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS. 7.) NEW MILLENNIUM COMMUNICATIONS, LLC, ORGANIZED IN NORTH CAROLINA, 16.6644% LLC MEMBER, NON-INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 8.) MECKLENBURG COUNTY COUNCIL OF BOY SCOUTS, 1410 E. 7TH STREET, CHARLOTTE, NC 28204; MEMBER OF THE FINANCE COMMITTEE AND BOARD OF ADVISORS, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACTIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 9.) WINGATE UNIVERSITY, 211 E WILSON STREET, WINGATE, NC 28174; MEMBER OF THE BOARD OF TRUSTEES AND INVESTMENT COMMITTEE, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACTIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 10.) DAVIDSON COLLEGE PRESBYTERIAN CHURCH, 100 N MAIN STREET, DAVIDSON, NC 28036; MEMBER OF THE ENDOWMENT INVESTMENT COMMITTEE, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACITIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 11.) 96 DEACON, LLC, ORGANIZED IN NORTH CAROLINA, 20% LLC MEMBER, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS. 12.) 605 LEXINGTON, LLC, 25% LIMITED LIABILITY MEMBER, ORGANIZED IN NORTH CAROLINA, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND 2 HOURS PER MONTH DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-19 |
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