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Dennis C Roman

Edward Jones

Durham, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-14
  • NC RA
    APPROVED
    Since 2025-10-14

Branch Locations

100 Capitola Dr Suite 308, Durham, NC 27713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2025 Present
Deutsche Bank Cary NC 04/2012 08/2025
  • 08/2025 → Present
    Edward Jones
    St Louis, MO
  • 04/2012 → 08/2025
    Deutsche Bank
    Cary, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-13
S63 Uniform Securities Agent State Law Examination 1993-08-25
  • S66 Uniform Combined State Law Examination
    2025-10-13
  • S63 Uniform Securities Agent State Law Examination
    1993-08-25
Other Names
  • D Christopher Roman
  • Dennis Chris Roman
  • D Chris Roman
  • Dennis Christopher Roman
  • Chris Dennis Roman
  • Christopher Dennis Roman

View on SEC IAPD

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