Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2007-07-26 |
| TX | RA | APPROVED_RES | 2001-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith,Inc. | Buffalo | NY | 08/1999 | Present |
| Bank Of America, N.A. | Buffalo | NY | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-02 |
Reach out to this advisor