Hratch Minassian

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 10/2020
  Legg Mason Investor Services, Llc
  Stamford, CT
• 12/2005 → 10/2020
  Legg Mason & Co Llc
  Waltham, MA
• 11/2020 → Present
  Principal Funds Distributor
  Stamford, CT
• 12/2021 → Present
  Principal Asset Management
  Stamford, CT

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Minnanco, LLC; Waltham, MA; Resident Agent; Rental properties; Beginning Sept 2016; Minimal time devoted - No time during normal securities trading hours. 3) Shnorig Minassian Armenian School Children's Educations Fund, Inc.; Waltham, MA; President/ Treasurer' beg. June 20, 2020; 4 hours per month - no time during normal securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-10
• S65 Uniform Investment Adviser Law Examination
  1997-02-12
• S63 Uniform Securities Agent State Law Examination
  1997-01-30